Dodd-Frank Act

Best bank post-trade services: UBS

UBS wins the post-trade services award after investing heavily in CRM tools and prime brokerage over the past year as part of its preparation for new regulations

FX Invest: Rise of the super-Sefs

The Dodd-Frank Act created a multitude of would-be swap execution facilities (Sefs) – trading platforms that will aggregate dealer liquidity. Now, dealers want to hoover up the Sefs by building their own aggregation services, but it’s a strategy that…

Spotlight on: Steven Maijoor, Esma

The European Securities and Markets Authority is set to hold considerable influence over the implementation of the EU’s forthcoming derivatives regulation, and will decide whether foreign exchange swaps and forwards should be subject to mandatory central…