Gain responds to NFA complaint

- Saima Farooqi
- 12 Jul 2010

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Stevens said: “I'm writing this note to allay any concerns you might have about our business practices. We strongly maintain there has been no wilful misconduct on the part of the firm and intend to contest the allegations, which we believe are misstated. We do not deliberately mislead our clients, nor is it ever our intention to put them at a disadvantage.

"While we were surprised and disappointed to receive this complaint, we believe this type of NFA action in part reflects the rapidly

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