Compliance goes holistic

Financial firms are becoming more proactive in their surveillance as regulators increase scrutiny of their activities

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The culture of compliance in the industry since the financial crisis has morphed from a remedial and rules-driven approach into something more proactive. As their activities are increasingly scrutinised by regulators, these firms are feeling compelled to not only detect issues of concern before they become problematic, but are having to do so across a wider range of their business and across geographies.

"Firms are [being] hit from many different angles, where they are now having to deal [with]

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