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The impact of the Global Code of Conduct on surveillance

Sponsored webinar: Nasdaq

The Panel

  • Paul Cottee, Product Manager, OTC, Smarts Trade Surveillance, Nasdaq
  • Andrew Welch, Head of Monitoring & Surveillance, Nomura
  • Moderator: Eva Szalay, Editor, FX Week

This webinar explores the implementation challenges around the FX Global Code of Conduct from a surveillance perspective. David Puth, the leader of the Market Participants Group, said in April this year he would hate to see only the largest companies being able to install appropriate surveillance systems, as the issue is of importance to the whole market. One month on from the publication of the final principles, FX Week examines the challenges and implications together with Nasdaq

Key topics discussed include:

  • Surveillance is for the biggest players only – busting misconceptions.
  • What do regulators and the GCC want companies to do about surveillance?
  • What to watch – the different approaches to surveillance.
  • With or without you – comparing the costs of implementation with non-action.
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